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[sig-policy] updated version of prop-069



Dear colleagues

Below is an updated version of the proposal that includes the 
suggestions to:

     - clarify the minimum allocation size from IANA to the RIRs

     - include examples documenting how the procedure of distributing
       address space would take place


To incorporate these suggestions, the following changes have been
made:

    - A definition of 'aggregated address blocks' has been added as
      section 2.3 under section 2, "Definitions".

    - Under section 5, "Details of the proposal", point 5.2.1.b includes
      an explicit reference to /24 being the minimum size for the 'IPv4
      allocation unit'.

    - Appendix A has been added to the end of the proposal to document
      three examples of how the distribution process would take place.


The proposal's history can be found at:

         http://www.apnic.net/policy/proposals/prop-069-v003.html


A formal eight-week final call for comments announcement will be sent to 
this list shortly.

Regards
Randy, Jian, Ching-Heng


________________________________________________________________________

prop-069-v003: Global policy proposal for the allocation of IPv4 blocks
                to Regional Internet Registries
________________________________________________________________________



Authors:   Adiel A. Akplogan, AfriNIC
            Raul Echeberria, LACNIC
            Maemura Akinori, APNIC
            Geoff Huston, APNIC
            Axel Pawlik, RIPE NCC
            Ray Plzak, ARIN
            Oscar A. Robles-Garay, LACNIC
            Nigel Titley, RIPE NCC
            Paul Wilson, APNIC

            Note: This proposal was developed by a team consisting of
                  persons from each of the 5 RIRs

Version:   3

Date:      6 March 2009


This proposal contains the element of the proposal that reached
consensus following community discussion at the APNIC 27 Policy SIG
on Thursday 26 February 2009 and endorsement at the APNIC Member
Meeting (AMM) on Friday 27 February 2009.


1.  Introduction
----------------

This document is a global policy proposal governing the allocation of
IPv4 address space from the IANA to the Regional Internet Registries
(RIRs).

This document does not stipulate performance requirements in the
provision of services by the IANA to an RIR in accordance with this
proposed policy. Such requirements should be specified by appropriate
agreements among the RIRs and ICANN.


2. Definitions
--------------

2.1 Recovered address space

     Recovered address space is that address space that is returned to an
     RIR as a result of any activity that seeks to reclaim unused address
     space or is voluntarily returned to the RIR or is reclaimed by the
     RIR as a result of legal action or abuse determination. Recovered
     address space does not include that address space that is reclaimed
     because of non-payment of contractual fees whose reclamation date is
     less than 1 year at the time of the report.

2.2 IPv4 address holdings

     IPv4 address holdings are all unallocated IPv4 address space held by
     an RIR to include recovered address space not yet returned less that
     address space that is committed in accordance with the RIR's
     reservation policy and practices.

2.3 Aggregated address blocks

     Aggregated address blocks are contiguous prefixes that can be
     aggregated on natural bit boundaries. 10.0.0.0/24 and 10.0.1.0/24
     are two contiguous prefixes that can be combined to form an
     aggregated address block. 10.0.0.0/24 and 10.0.1.0/25 are two
     contiguous prefixes that cannot be combined on a natural bit
     boundary to form an aggregated block.


3.  Summary of current problem
------------------------------

With the depletion of the IANA free pool of IPv4 address space, the
current policy regarding the allocation of IPv4 address space to the
RIRs will become moot. The RIRs may, according to their individual
policies and procedures, recover IPv4 address space. This policy
provides a mechanism for the RIRs to retro allocate the recovered IPv4
address space to the IANA and provides the IANA the policy by which it
can allocate it back to the RIRs on a needs basis. This policy creates a
new global pool of IPv4 address space that can be allocated where it is
needed on a global basis without a transfer of address space between the
RIRs.


4.   Situation in other RIRs
----------------------------

This proposal is being submitted in all RIR regions, with a view to
becoming a global policy [1].


5.   Details of the proposal
----------------------------

This policy is to be implemented in two phases:

    - Phase I: Recovery of IPv4 address space
    - Phase II: Allocation of recovered IPv4 address space by the IANA


5.1 Phase I: Recovery of IPv4 address space

     Upon ratification of this policy by the ICANN Board of Directors the
     IANA shall establish a mechanism to receive IPv4 address space which
     is returned to it by the RIRs, and hold that address space in a
     'recovered IPv4 pool'.

     Each RIR through their respective chosen policies and strategies may
     recover IPv4 address space which is under their administration. Each
     RIR shall at quarterly intervals return any such recovered address
     space to the IANA in aggregated blocks of /24 or larger, for
     inclusion in the recovered IPv4 pool.

     During Phase I, no allocations will be made from the recovered IPv4
     pool.


5.2 Phase II: Allocation of recovered IPv4 address space by the IANA

     Upon ratification of this policy by the ICANN Board of Directors and
     a declaration by the IANA that its existing free pool of unallocated
     IPv4 address space is depleted; Global Addressing Policy ASO-001-2
     (adopted by ICANN Board 8 April 2005) [2] is rescinded. IANA will
     then commence to allocate the IPv4 address space from the recovered
     IPv4 pool.


     5.2.1 Allocation of IPv4 address space

           a. For the purposes of this policy, an 'IPv4 allocation
              period' is defined as a 6-month period following 1 March or
              1 September in each year.

           b. At the beginning of each IPv4 allocation period, the IANA
              will determine the 'IPv4 allocation unit' for that period,
              as 1/10 of its IPv4 address pool, rounded down to the next
              CIDR (power-of-2) boundary. The minimum 'IPv4 allocation
              unit' size will be a /24.

           c. In each allocation period, each RIR may issue one IPv4
              request to the IANA.  Providing that the RIR satisfies the
              allocation criteria described section 5.2.2, the IANA will
              allocate a single allocation unit, composed of the smallest
              possible number of blocks available in its IPv4 address
              pool.

           An example of how allocations would be made in practice is
           included as Appendix A.


     5.2.2 IPv4 address space allocation criteria

           A RIR is eligible to receive additional IPv4 address space
           from the IANA when the total of its IPv4 address holdings is
           less than 50% of the current IPv4 allocation unit, and
           providing that it has not already received an IPv4 allocation
           from the IANA during the current IPv4 allocation period.


     5.2.3 Initial allocation of IPv4 address space

           Each new RIR shall, at the moment of recognition, be
           allocated one (1) allocation unit by the IANA. If an
           allocation unit is not available, then the IANA will issue
           this block as soon as one is available. This allocation will
           be made regardless of the newly formed RIR's projected
           utilization figures and shall be independent of the IPv4
           address space that may have been transferred to the new RIR
           by the already existing RIRs as part of the formal transition
           process.


5.3 Reporting

     a. All returned space is to be recorded in an IANA-published log of
        IPv4 address space transactions, with each log entry detailing
        the returned address block, the date of the return, and the
        returning RIR.

     b. All allocated space is also to be recorded in this IANA-published
        log of IPv4 address space transactions, with each log entry
        detailing the address blocks, the date of the allocation and the
        recipient RIR.

     c. The IANA will maintain a public registry of the current
        disposition of all IPv4 address space, detailing all reservations
        and current allocations and current IANA-held address space that
        is unallocated.

     d. The IANA may make public announcements of IPv4 address block
        transactions that occur under this policy. The IANA will make
        appropriate modifications to the "Internet Protocol V4 Address
        Space" page of the IANA website [3] and may make announcements to
        its own appropriate announcement lists. The IANA announcements
        will be limited to which address ranges, the time of allocation
        and to which Registry they have been allocated.


5.4 Timetable for implementation

     This policy is to be implemented immediately upon ratification by
     the ICANN Board of Directors according to the global policy process
     described in the ASO MoU [4].


6.   Advantages and disadvantages of the proposal
-------------------------------------------------

6.1 Advantages

     - The policy provides a mechanism for the ongoing distribution of
       IPv4 address space.


6.2 Disadvantages

     - None identified.


7.   Effect on APNIC members
----------------------------

This policy governs the allocation relationship between the IANA and
the RIRs. It does not imply any change to allocation relationships
between APNIC and its members.


8.   Effect on NIRs
-------------------

This policy governs the allocation relationship between the IANA and
the RIRs. It does not imply any change to allocation relationships
between APNIC and NIRs.


9. References
-------------

[1]  Section 5, ICANN Address Supporting Organization (ASO) MoU
      http://aso.icann.org/docs/aso-mou2004.html

[2]  Global Addressing Policy ASO-001-2
      http://aso.icann.org/docs/aso-001-2.pdf

[3]  Internet Protocol v4 Address Space
      http://www.iana.org/assignments/ipv4-address-space

[4]  Attachment A: Global Policy Development Process, ASO MoU
      http://aso.icann.org/docs/aso-mou2004.html


Appendix A
----------

Example 1:


On 1 March 2020, IANA has the equivalent of a /17 (32,768 addresses)
worth of  IPv4 addresses.

    1. IANA calculates that 1/10 of this space is 3,276 addresses.

    2. IANA rounds this down to the next bit boundary, which creates
       a minimum allocation size of /21 (2,048 addresses).

    3. Each RIR can request and receive a single allocation unit
       equivalent to a /21 worth of addresses.

    4. IANA may not be able to allocate a contiguous /21 and may
       allocate discontiguous smaller blocks equivalent to a /21 worth of
       addresses.


Example 2:

On 1 March 2020, IANA has the equivalent of a /20 (4,096 addresses)
worth of IPv4 addresses.

    1. IANA calculates that 1/10 of this space is 409 addresses.

    2. IANA rounds this down to the next bit boundary, which creates
       a minimum allocation size of /24 (256 addresses).

    3. Each RIR can request and receive a single allocation unit
       equivalent to a /24 worth of addresses.

    4. As the minimum size of address space returned to IANA is /24, IANA
       can allocate a contiguous range of addresses that amount to a /24.


Example 3:

On 1 March 2020, IANA has the equivalent of a /21 (2,048 addresses)
worth of IPv4 addresses.

    1. IANA calculates that 1/10 of this space is 204 addresses.

    2. IANA rounds this down to the next bit boundary, which creates
       a minimum allocation size of /25 (128 addresses).

    3. A /25 is smaller than the minimum permissible allocation size
       under this policy.  A /25 is smaller than the minimum permissible
       allocation size under this policy. Therefore, IANA is unable to
       make an allocation until more address space is received.