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[sig-policy] prop-069-v001: Global policy proposal for the allocation of IPv4 blocks, to Regional Internet Registries



Dear SIG members

A 'Global policy proposal for the allocation of IPv4 blocks to Regional
Internet Registries' has been sent to the Policy SIG for review. It will
be presented at the Policy SIG at APNIC 27 in Manila, Philippines, 23-27
February 2009. The proposal's history can be found at:

       http://www.apnic.net/policy/proposals/prop-069-v001.html

We invite you to review and comment on the proposal on the mailing list
before the meeting.

The comment period on the mailing list before an APNIC meeting is an
important part of the policy development process. We encourage you to
express your views on the proposal:

      - Do you support or oppose this proposal?
      - Is there anything in the proposal that is not clear?
      - What changes could be made to this proposal to make it more
        effective?

randy and jian


________________________________________________________________________

prop-069-v001: Global policy proposal for the allocation of IPv4 blocks
                to Regional Internet Registries
________________________________________________________________________



Authors:    Adiel A. Akplogan, AfriNIC
            Raul Echeberria, LACNIC
            Maemura Akinori, APNIC
            Geoff Huston, APNIC
            Axel Pawlik, RIPE NCC
            Ray Plzak, ARIN
            Oscar A. Robles-Garay, LACNIC
            Nigel Titley, RIPE NCC
            Paul Wilson, APNIC

            Note: This proposal was developed by a team consisting of
                  persons from each of the 5 RIRs

Version:   1

Date:      22 January 2009


1.  Introduction
----------------

This document is a global policy proposal governing the allocation of
IPv4 address space from the IANA to the Regional Internet Registries
(RIRs).

This document does not stipulate performance requirements in the
provision of services by the IANA to an RIR in accordance with this
proposed policy. Such requirements should be specified by appropriate
agreements among the RIRs and ICANN.


2.  Summary of current problem
------------------------------

With the depletion of the IANA free pool of IPv4 address space, the
current policy regarding the allocation of IPv4 address space to the
RIRs will become moot. The RIRs may, according to their individual
policies and procedures, recover IPv4 address space. This policy
provides a mechanism for the RIRs to retro allocate the recovered IPv4
address space to the IANA and provides the IANA the policy by which it
can allocate it back to the RIRs on a needs basis. This policy creates a
new global pool of IPv4 address space that can be allocated where it is
needed on a global basis without a transfer of address space between the
RIRs.


3.   Situation in other RIRs
----------------------------

This proposal is being submitted in all RIR regions, with a view to
becoming a global policy [1].


4.   Details of the proposal
----------------------------

This policy is to be implemented in two phases:

    - Phase I: Recovery of IPv4 address space
    - Phase II: Allocation of recovered IPv4 address space by the IANA


4.1 Phase I: Recovery of IPv4 address space

     Upon ratification of this policy by the ICANN Board of Directors
     the IANA shall establish a mechanism to receive IPv4 address space
     which is returned to it by the RIRs, and hold that address space in
     a 'recovered IPv4 pool'.

     Each RIR through their respective chosen policies and strategies
     may recover IPv4 address space which is under their
     administration. Each RIR shall at quarterly intervals return any
     such recovered address space to the IANA in aggregated blocks of
     /24 or larger, for inclusion in the recovered IPv4 pool.

     During Phase I, no allocations will be made from the recovered IPv4
     pool.


4.2 Phase II: Allocation of recovered IPv4 address space by the IANA

     Upon ratification of this policy by the ICANN Board of Directors
     and a declaration by the IANA that its existing free pool of
     unallocated IPv4 addresses space is depleted; Global Addressing
     Policy ASO-001-2 (adopted by ICANN Board 8 April 2005) [2] is
     rescinded. IANA will then commence to allocate the IPv4 address
     space from the recovered IPv4 pool.


     4.2.1 Allocation of IPv4 address space

           a. For the purposes of this policy, an 'IPv4 allocation
              period' is defined as a 6-month period following 1 March
              or 1 September in each year.

           b. At the beginning of each IPv4 allocation period, the IANA
              will determine the 'IPv4 allocation unit' for that period,
              as 1/10 of its IPv4 address pool, rounded down to the next
              CIDR (power-of-2) boundary.

           c. In each allocation period, each RIR may issue one IPv4
              request to the IANA.  Providing that the RIR satisfies the
              allocation criteria described section 4.2.2, the IANA will
              allocate a single allocation unit, composed of the
              smallest possible number of blocks available in its IPv4
              address pool.


     4.2.2 IPv4 address space allocation criteria

           A RIR is eligible to receive additional IPv4 address space
           from the IANA when the total of its IPv4 address holdings is
           less than 50% of the current IPv4 allocation unit, and
           providing that it has not already received an IPv4 allocation
           from the IANA during the current IPv4 allocation period.


     4.2.3 Initial allocation of IPv4 address space

           Each new RIR shall, at the moment of recognition, be
           allocated one (1) allocation unit by the IANA. If an
           allocation unit is not available, then the IANA will issue
           this block as soon as one is available. This allocation will
           be made regardless of the newly formed RIR's projected
           utilization figures and shall be independent of the IPv4
           address space that may have been transferred to the new RIR
           by the already existing RIRs as part of the formal transition
           process.


4.3 Reporting

     a. All returned space is to be recorded in an IANA-published log of
        IPv4 address space transactions, with each log entry detailing
        the returned address block, the date of the return, and the
        returning RIR.

     b. All allocated space is also to be recorded in this IANA-
        published log of IPv4 address space transactions, with each log
        entry detailing the address blocks, the date of the allocation
        and the recipient RIR.

     c. The IANA will maintain a public registry of the current
        disposition of all IPv4 address space, detailing all
        reservations and current allocations and current IANA-held
        address space that is unallocated.

     d. The IANA may make public announcements of IPv4 address block
        transactions that occur under this policy. The IANA will make
        appropriate modifications to the "Internet Protocol V4 Address
        Space" page of the IANA website [3] and may make announcements
        to its own appropriate announcement lists. The IANA
        announcements will be limited to which address ranges, the time
        of allocation and to which Registry they have been allocated.


4.4 Timetable for implementation

     This policy is to be implemented immediately upon ratification by
     the ICANN Board of Directors according to the global policy process
     described in the ASO MoU [4].


5.   Advantages and disadvantages of the proposal
-------------------------------------------------

5.1 Advantages

     - The policy provides a mechanism for the ongoing distribution of
       IPv4 address space.


5.2 Disadvantages

     - None identified.


6.   Effect on APNIC members
----------------------------

This policy governs the allocation relationship between IANA and the
RIRs and does not imply any change to allocation relationships between
APNIC and its members.


7.   Effect on NIRs
-------------------

This policy governs the allocation relationship between IANA and the
RIRs and does not imply any change to allocation relationships between
APNIC and NIRs.


8. References
-------------

[1]  Section 5, ICANN Address Supporting Organization (ASO) MoU
      http://aso.icann.org/docs/aso-mou2004.html

[2]  Global Addressing Policy ASO-001-2
      http://aso.icann.org/docs/aso-001-2.pdf

[3]  Internet Protocol v4 Address Space
      http://www.iana.org/assignments/ipv4-address-space

[4]  Attachment A: Global Policy Development Process, ASO MoU
      http://aso.icann.org/docs/aso-mou2004.html

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